Neonode Inc. — Director's Dealing 2016

Feb 16, 2016

SEC Form 4/A — Form 4/A

Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2013-08-12

Reporting Person: Bystedt Per Ivar Gosta (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-12	Common Stock	X	320000	$1.375	Acquired	759392	Direct
2013-08-12	Common Stock	S	58714	$7.494	Disposed	700678	Direct
2013-08-12	Common Stock	X	67773	$1.375	Acquired	768451	Direct
2013-08-12	Common Stock	S	12435	$7.494	Disposed	756016	Direct
2013-08-12	Common Stock	X	227661	$1.375	Acquired	3223960	Indirect
2013-08-12	Common Stock	S	41771	$7.494	Disposed	3182189	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-12	Warrant	$1.375	X	320000	Disposed	2013-10-15	Common Stock (320000)	Direct
2013-08-12	Warrant	$1.375	X	67773	Disposed	2013-10-18	Common Stock (67773)	Direct
2013-08-12	Warrant	$1.375	X	227661	Disposed	2013-10-18	Common Stock (227661)	Indirect

Footnotes

F1: Mr. Bystedt exercised a warrant to purchase 320,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 261,286 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.

F2: Reflects a correction in the amount of securities beneficially owned as reported in the Form 4 amendment filed by Mr. Bystedt on September 7, 2012. That previous Form 4 amendment indicated a direct beneficial ownership of 429,392; however, the effect of the purchase of 20,000 shares reported therein equated to a direct beneficial ownership of 439,392 shares.

F3: Mr. Bystedt exercised a warrant to purchase 67,773 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 55,338 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.

F4: Mr. Bystedt exercised an indirect beneficially-owned warrant to purchase 227,661 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Bystedt was issued a net of 185,890 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.