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Neonode Inc. Director's Dealing 2016

Aug 19, 2016

34510_dirs_2016-08-19_3552c4d0-fe9a-451c-bd13-19ae921ca106.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2016-08-17

Reporting Person: Eriksson Bjorn Thomas (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-17 Common Stock P 213676 $1.17 Acquired 2121062 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-17 Purchase Warrant $1.12 P 106838 Acquired 2022-02-17 Common Stock (106838) Indirect

Footnotes

F1: On August 17, 2016, Wirelesstoys Sweden AB, an entity beneficially owned by Mr. Eriksson, acquired 213,676 shares of Neonode common stock, and a warrant to purchase 106,838 additional shares of Neonode common stock, as part of a private placement by Neonode to investors.

F2: The value of the Purchase Warrant is included in the $1.17 purchase price for the 213,676 shares of Neonode common stock reported in Table I.