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Neonode Inc. — Director's Dealing 2016
Aug 19, 2016
34510_dirs_2016-08-19_3552c4d0-fe9a-451c-bd13-19ae921ca106.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2016-08-17
Reporting Person: Eriksson Bjorn Thomas (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-17 | Common Stock | P | 213676 | $1.17 | Acquired | 2121062 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-17 | Purchase Warrant | $1.12 | P | 106838 | Acquired | 2022-02-17 | Common Stock (106838) | Indirect |
Footnotes
F1: On August 17, 2016, Wirelesstoys Sweden AB, an entity beneficially owned by Mr. Eriksson, acquired 213,676 shares of Neonode common stock, and a warrant to purchase 106,838 additional shares of Neonode common stock, as part of a private placement by Neonode to investors.
F2: The value of the Purchase Warrant is included in the $1.17 purchase price for the 213,676 shares of Neonode common stock reported in Table I.
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