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Neonode Inc. Director's Dealing 2013

Mar 1, 2013

34510_dirs_2013-03-01_7f4bcf37-70a1-4a58-af64-cbb4f507cefc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2013-02-28

Reporting Person: BRUNTON DAVID W (VP Finance & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-28 Common stock M 120529 $1.38 Acquired 462507 Direct
2013-02-28 Common Stock M 145699 $0.50 Acquired 608206 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-28 Warrant $1.38 M 160000 Disposed 2013-10-15 Common Stock (120529) Direct
2013-02-28 Warrant $0.50 M 160000 Disposed 2016-08-25 Common Stock (145699) Direct

Footnotes

F1: Exercised Warrant to purchase 160,000 shares of common stock through net exercise provision and issued 145,699 shares of common stock.