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Neonode Inc. Director's Dealing 2013

Aug 14, 2013

34510_dirs_2013-08-14_bef071cc-8391-44b5-ae91-d02c08f276ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2013-08-12

Reporting Person: Dahlin Mats (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-12 Common Stock X 215724 $1.375 Acquired 1154918 Indirect
2013-08-12 Common Stock S 39581 $7.494 Disposed 1115337 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-12 Warrant $1.375 X 215724 Disposed 2013-10-18 Common Stock (215724) Indirect

Footnotes

F1: Mr. Dahlin exercised an indirect beneficially-owned warrant to purchase 215,724 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Dahlin was issued a net of 176,143 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.