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Neonode Inc. Director's Dealing 2013

Aug 14, 2013

34510_dirs_2013-08-14_da42a07c-d4e7-4fad-ae31-bd8f5cf01e53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2013-08-12

Reporting Person: Eriksson Bjorn Thomas (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-12 Common Stock X 400000 $1.375 Acquired 400000 Direct
2013-08-12 Common Stock S 73392 $7.494 Disposed 326608 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-12 Warrant $1.375 X 400000 Disposed 2013-10-15 Common Stock (400000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1819755 Indirect

Footnotes

F1: Mr. Eriksson exercised a warrant to purchase 400,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Eriksson was issued a net of 326,608 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.