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Neonode Inc. — Director's Dealing 2013
Aug 14, 2013
34510_dirs_2013-08-14_da42a07c-d4e7-4fad-ae31-bd8f5cf01e53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2013-08-12
Reporting Person: Eriksson Bjorn Thomas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-12 | Common Stock | X | 400000 | $1.375 | Acquired | 400000 | Direct |
| 2013-08-12 | Common Stock | S | 73392 | $7.494 | Disposed | 326608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-12 | Warrant | $1.375 | X | 400000 | Disposed | 2013-10-15 | Common Stock (400000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1819755 | Indirect |
Footnotes
F1: Mr. Eriksson exercised a warrant to purchase 400,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Eriksson was issued a net of 326,608 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
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