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Neonode Inc. — Director's Dealing 2013
Sep 17, 2013
34510_dirs_2013-09-17_530a2674-9490-495b-8c3e-6c71a01dbc29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2013-09-16
Reporting Person: Bystedt Per Ivar Gosta (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-16 | Common Stock | S | 363032 | $6.60 | Disposed | 392984 | Direct |
| 2013-09-16 | Common Stock | S | 389482 | $6.60 | Disposed | 2789707 | Indirect |
Footnotes
F1: On September 16, 2013, pursuant to an underwriting agreement dated September 11, 2013, among Neonode Inc. (the "Company"), the selling shareholders named therein (including Mr. Bystedt and Phenning Holdings Limited, a subsidiary of Iwo Jima SARL, an entity beneficially owned by Mr. Bystedt), and Craig-Hallum Capital Group LLC as underwriter (the "Underwriter"), Mr. Bystedt and Phenning Holdings Limited sold an aggregate of 752,514 outstanding shares of common stock in the Company (including 203,592 shares through full exercise of the Underwriter's over-allotment option granted by Phenning Holdings Limited) to the Underwriter at a price per share of $6.60.