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Neonode Inc. Director's Dealing 2012

Jan 3, 2012

34510_dirs_2012-01-03_b31b895b-c4b1-4277-bf07-5d3ed2134d18.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2011-12-29

Reporting Person: Bystedt Per Ivar Gosta (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-29 Common Stock S 60000 $4.00 Disposed 419392 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common stock 2996299 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $86.25 2015-01-02 Common Stock (1600) 1600 Direct
Stock Purchase Warrant $1.38 2013-10-18 Common Stock (388773) 388773 Direct
Stock Purchase Warrant $1.38 2013-10-18 Common Stock (227661) 227661 Indirect
Stock Purchase Warrant $3.13 2016-03-09 Common Stock (7500) 7500 Direct

Footnotes

F1: On December 29, 2011, pursuant to an underwriting agreement among Neonode Inc ("the Company"), the selling shareholders named therein (including Mr. Bystedt), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Bystedt sold 60,000 of his outstanding shares of common stock in the company through full exercise of the Underwriter's over-allotment option to the Underwriter at a per share price of $4.00