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Neonode Inc. — Director's Dealing 2011
Dec 15, 2011
34510_dirs_2011-12-15_95e765d8-4421-4e0a-bc7f-dd22488dc80e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neonode, Inc (NEON)
CIK: 0000087050
Period of Report: 2011-12-13
Reporting Person: Eriksson Bjorn Thomas (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-13 | Common Stock | S | 740000 | $4.00 | Disposed | 2059755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-15 | Stock Purchase Warrant | $1.38 | A | 400000 | Acquired | 2013-10-15 | Common Stock (400000) | Direct |
Footnotes
F1: 1) On December 13, 2011, pursuant to an underwriting agreement dated December 7, 2011, among Neonode, Inc. (the "Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold an aggregate of 740,000 outstanding shares of his Common Stock in the Company (including 240,000 shares through partial exercise of the Underwriter's over-allotment option) to the Underwriter at a per share price of $4.00
F2: (2) The number shown corrects an error in Mr. Eriksson's previous related Section 16(a) filing