Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NEOMETALS LTD Major Shareholding Notification 2013

Jul 28, 2013

65430_rns_2013-07-28_b099f283-125e-4e89-ae92-e258d3a24059.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme REED RESOURCES LTD ACN/ARSN 1. Details of substantial holder (1) Name Global X Lithium ETF ACN/ARSN (if applicable) N/A The holder became a substantial holder on 05 / 31/2013.

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Voting shares 27,340,234 27,340,234 5.26%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities The Global X Lithium ETF is a US-listed exchange-traded fund that holds shares of companies engaged in Global X Lithium ETF the lithium industry. The fund is 27,340,234 voting shares registered with the SEC as an investment company under the Investment Company Act of 1940.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Registered holder of Person entitled to be registered Class and number of
interest securities as holder (8) securities
Global X Lithium ETF Global X Lithium ETF Global X Lithium ETF 27,340,234 voting shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant Date of acquisition Consideration (9) Consideration (9) Class and number of
interest securities
Cash Non-cash

*The Global X Lithium ETF acquired some of the shares directly from other holders of the security through the “ETF creation process”, while other shares were acquired through open market transactions that were in connection with a rebalance of the fund portfolio.