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NEOGENOMICS INC — Director's Dealing 2024
Feb 27, 2024
32227_dirs_2024-02-27_7ebf4cae-72d4-4869-8d46-aad44ad2f30b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2024-02-23
Reporting Person: Olivo Alicia C (General Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-23 | Stock Option (Right to Buy) | $16.45 | A | 42344 | Acquired | 2034-02-23 | Common Stock (42344) | Direct |
| 2024-02-23 | Restricted Stock Unit | $0 | A | 25329 | Acquired | Common Stock (25329) | Direct | |
| 2024-02-23 | Performance Stock Unit | $0 | A | 25330 | Acquired | Common Stock (25330) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34866 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $19.12 | 2026-09-30 | Common Stock (1046) | 1046 | Direct |
| Stock Option (Right to Buy) | $27.34 | 2027-05-01 | Common Stock (1024) | 1024 | Direct |
| Stock Option (Right to Buy) | $48.99 | 2028-05-01 | Common Stock (516) | 516 | Direct |
| Stock Option (Right to Buy) | $46.10 | 2028-08-01 | Common Stock (1117) | 1117 | Direct |
| Stock Option (Right to Buy) | $9.45 | 2029-05-01 | Common Stock (22222) | 22222 | Direct |
| Stock Option (Right to Buy) | $10.05 | 2029-09-01 | Common Stock (55332) | 55332 | Direct |
| Stock Option (Right to Buy) | $19.65 | 2030-05-11 | Common Stock (36508) | 36508 | Direct |
| Restricted Stock Unit | $0 | Common Stock (19508) | 19508 | Direct | |
| Performance Stock Unit | $0 | Common Stock (19508) | 19508 | Direct |
Footnotes
F1: On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vested ratably over the first four anniversary dates of the grant date.
F2: On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F3: On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F4: On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F5: On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F6: On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7: On May 11, 2023, Ms. Olivo was granted 36,508 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F8: On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F9: Once vested, the shares of common stock are not subject to expiration.
F10: On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F11: On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F12: On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F13: On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.