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NEOGENOMICS INC — Director's Dealing 2023
May 3, 2023
32227_dirs_2023-05-03_e9452fa8-ce0d-4ff5-9c2d-b60bea2a13a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2023-05-01
Reporting Person: Olivo Alicia C (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Common Stock | F | 662 | — | Disposed | 40694 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $19.12 | 2026-09-30 | Common Stock (1046.0) | 1046 | Direct |
| Stock Option (Right to Buy) | $27.34 | 2027-05-01 | Common Stock (1024.0) | 1024 | Direct |
| Stock Option (Right to Buy) | $48.99 | 2028-05-01 | Common Stock (516.0) | 516 | Direct |
| Stock Option (Right to Buy) | $46.1 | 2028-08-01 | Common Stock (1117.0) | 1117 | Direct |
| Stock Option (Right to Buy) | $9.45 | 2029-05-01 | Common Stock (22222.0) | 22222 | Direct |
| Stock Option (Right to Buy) | $10.05 | 2029-09-01 | Common Stock (55332.0) | 55332 | Direct |
Footnotes
F1: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the May 1, 2023 vesting of restricted stock.
F2: This balance includes 357 shares that were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.
F3: On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F4: On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F5: On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F6: On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7: On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F8: On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.