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NEOGENOMICS INC — Director's Dealing 2022
Dec 8, 2022
32227_dirs_2022-12-07_5c7d3c73-56fe-4478-888a-39cad09c161c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2022-12-05
Reporting Person: Sherman Jeffrey Scott (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-05 | Common Stock | A | 44603 | — | Acquired | 44603 | Direct |
| 2022-12-05 | Common Stock | A | 89206 | — | Acquired | 133809 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-05 | Stock Option (Right to Buy) | $11.62 | A | 249169 | Acquired | 2029-12-05 | Common Stock (249169.0) | Direct |
Footnotes
F1: On December 5, 2022, Mr. Sherman was granted an award of 44,603 shares of restricted stock. The shares subject to this award shall vest ratably over four years with the first tranche vesting on December 7, 2023.
F2: On December 5, 2022, Mr. Sherman was granted an award of 89,206 shares of restricted stock. The shares subject to this award shall vest upon the achievement of an absolute total stockholder return of at least 20% for the period commencing December 7, 2022 and ending December 6, 2023. If such vesting condition is met, the shares subject to the award shall vest ratably over four years with the first tranche vesting on December 7, 2023.
F3: On December 5, 2022, Mr. Sherman was granted 249,169 stock options. These awards vest ratably over four years with the first tranche vesting on December 7, 2023.