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NEOGENOMICS INC — Director's Dealing 2021
Mar 4, 2021
32227_dirs_2021-03-03_4a5e7d6d-4e08-4770-8d84-e5b3a09fef0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2021-03-01
Reporting Person: Bonello William (President, Informatics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | F | 500 | — | Disposed | 11560 | Direct |
| 2021-03-02 | Common Stock | F | 432 | — | Disposed | 11128 | Direct |
| 2021-03-02 | Common Stock | A | 4345 | — | Acquired | 15473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Stock Option (Right to Buy) | $53.17 | A | 24619 | Acquired | 2028-03-02 | Common Stock (24619.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (35727.0) | 35727 | Direct |
| Stock Option (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (70370.0) | 70370 | Direct |
| Stock Option (Right to Buy) | $19.6 | 2024-03-01 | Common Stock (41167.0) | 41167 | Direct |
| Stock Option (Right to Buy) | $28.33 | 2027-03-02 | Common Stock (37514.0) | 37514 | Direct |
Footnotes
F1: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 1, 2021 vesting of restricted stock.
F2: Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2021 vesting of restricted stock.
F3: On April 28, 2017, Mr. Bonello was granted 100,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4: On February 26, 2018, Mr. Bonello was granted 120,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F5: On March 1, 2019, Mr. Bonello was granted 41,167 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6: On March 2, 2020, Mr. Bonello was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F7: On March 2, 2021, Mr. Bonello was granted 24,619 stock options. These options vest ratably over the first four anniversary dates of the grant date.