NEOGENOMICS INC — Director's Dealing 2021

Apr 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2021-04-22

Reporting Person: Weiss Lawrence Martin (Chief Medical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-22	Common Stock	M	6667	$9.22	Acquired	112464	Direct
2021-04-22	Common Stock	M	9005	$19.60	Acquired	121469	Direct
2021-04-22	Common Stock	M	9378	$28.33	Acquired	130847	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-22	Stock Option (Right to Buy)	$9.22	M	6667	Disposed	2023-04-19	Common Stock (6667.0)	Direct
2021-04-22	Stock Option (Right to Buy)	$19.6	M	9005	Disposed	2024-03-01	Common Stock (9005.0)	Direct
2021-04-22	Stock Option (Right to Buy)	$28.33	M	9378	Disposed	2027-03-02	Common Stock (9378.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$13.87	2023-12-12	Common Stock (8334.0)	8334	Direct
Stock Option (Right to Buy)	$53.17	2028-03-02	Common Stock (29895.0)	29895	Direct

Footnotes

F1: On April 19, 2018, Dr. Weiss was granted 20,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.

F2: On March 1, 2019, Dr. Weiss was granted 36,022 stock options. These options vest ratably over the first four anniversary dates of the grant date.

F3: On March 2, 2020, Dr. Weiss was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.

F4: On December 12, 2018, Dr. Weiss was granted 25,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F5: On March 2, 2021, Dr. Weiss was granted 29,895 stock options. These options vest ratably over the first four anniversary dates of the grant date.