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NEOGENOMICS INC — Director's Dealing 2021
May 28, 2021
32227_dirs_2021-05-27_56ec4318-b147-423d-b165-5c046c692410.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2021-05-25
Reporting Person: SHOVLIN ROBERT J. (President, Clinical Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-25 | Common Stock | M | 96167 | $8.03 | Acquired | 249914 | Direct |
| 2021-05-25 | Common Stock | M | 16724 | $19.60 | Acquired | 266638 | Direct |
| 2021-05-25 | Common Stock | M | 14067 | $28.33 | Acquired | 280705 | Direct |
| 2021-05-25 | Common Stock | S | 130604 | $39.31 | Disposed | 150101 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-25 | Stock Option (Right to Buy) | $8.03 | M | 96167 | Disposed | 2023-02-26 | Common Stock (96167.0) | Direct |
| 2021-05-25 | Stock Option (Right to Buy) | $19.6 | M | 16724 | Disposed | 2024-03-01 | Common Stock (16724.0) | Direct |
| 2021-05-25 | Stock Option (Right to Buy) | $28.33 | M | 14067 | Disposed | 2027-03-02 | Common Stock (14067.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $53.17 | 2028-03-02 | Common Stock (38688.0) | 38688 | Direct |
Footnotes
F1: On March 2, 2021, Mr. Shovlin was granted 38,688 stock options. These options vest ratably over the first four anniversary dates of the grant date
F2: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3: On March 1, 2019, Mr. Shovlin was granted 66,897 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4: On March 2, 2020, Mr. Shovlin was granted 56,271 stock options. These options vest ratably over the first four anniversary dates of the grant date.