NEOGENOMICS INC — Director's Dealing 2020

Aug 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2020-07-30

Reporting Person: SHOVLIN ROBERT J. (President, Clinical Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-30	Common Stock	M	66667	$7.52	Acquired	212902	Direct
2020-07-30	Common Stock	M	16724	$19.60	Acquired	229626	Direct
2020-07-30	Common Stock	S	81356	$38.17	Disposed	148270	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-30	Stock Option (Right to Buy)	$7.52	M	66667	Disposed	2022-04-28	Common Stock (66667.0)	Direct
2020-07-30	Stock Option (Right to Buy)	$19.6	M	16724	Disposed	2024-03-01	Common Stock (16724.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$8.03	2023-02-26	Common Stock (96167.0)	96167	Direct
Stock Option (Right to Buy)	$28.33	2027-03-02	Common Stock (56271.0)	56271	Direct

Footnotes

F1: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F2: On March 1, 2019, Mr. Shovlin was granted 66,897 stock options. These options vest ratably over the first four anniversary dates of the grant date.

F3: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F4: On March 2, 2020, Mr. Shovlin was granted 56,271 stock options. These options vest ratably over the first four anniversary dates of the grant date.