NEOGENOMICS INC — Director's Dealing 2020

Nov 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2020-11-12

Reporting Person: VAN OORT DOUGLAS M (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-12	Common Stock	M	121248	$7.52	Acquired	2384038	Direct
2020-11-12	Common Stock	S	121248	$42.18	Disposed	2262790	Direct
2020-11-13	Common Stock	M	358752	$7.52	Acquired	2621542	Direct
2020-11-13	Common Stock	S	118752	$41.56	Disposed	2502790	Direct
2020-11-16	Common Stock	M	20000	$7.52	Acquired	2522790	Direct
2020-11-16	Common Stock	S	100000	$42.34	Disposed	2422790	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-12	Stock Option (Right to Buy)	$7.52	M	121248	Disposed	2022-04-28	Common Stock (121248.0)	Direct
2020-11-13	Stock Option (Right to Buy)	$7.52	M	358752	Disposed	2022-04-28	Common Stock (358752.0)	Direct
2020-11-16	Stock Option (Right to Buy)	$7.52	M	20000	Disposed	2022-04-28	Common Stock (20000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$8.03	2023-02-26	Common Stock (500000.0)	500000	Direct
Stock Option (Right to Buy)	$19.6	2024-03-01	Common Stock (231567.0)	231567	Direct
Stock Option (Right to Buy)	$28.33	2027-03-02	Common Stock (225084.0)	225084	Direct

Footnotes

F1: On April 28, 2017, Mr. VanOort was granted 500,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.

F2: On February 26, 2018, Mr. VanOort was granted 500,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F3: On March 1, 2019, Mr. VanOort was granted 231,567 stock options. These options vest ratably over the first four anniversary dates of the grant date.

F4: On March 2, 2020, Mr. VanOort was granted 225,084 stock options. These options vest ratably over the first four anniversary dates of the grant date.