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NEOGENOMICS INC — Director's Dealing 2019
Feb 28, 2019
32227_dirs_2019-02-28_e19018b7-154c-4d49-9306-da3125e9a824.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2019-02-26
Reporting Person: SHOVLIN ROBERT J. (President, Clinical Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-26 | Common Stock | M | 119348 | $7.15 | Acquired | 242739 | Direct |
| 2019-02-26 | Common Stock | M | 66666 | $7.52 | Acquired | 309405 | Direct |
| 2019-02-26 | Common Stock | S | 141879 | $18.88 | Disposed | 167526 | Direct |
| 2019-02-27 | Common Stock | S | 44135 | $19.23 | Disposed | 123391 | Direct |
| 2019-02-28 | Common Stock | M | 13986 | $7.15 | Acquired | 137377 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-26 | Stock Option (Right to Buy) | $7.15 | M | 119348 | Disposed | 2021-04-20 | Common Stock (119348.0) | Direct |
| 2019-02-28 | Stock Option (Right to Buy) | $7.15 | M | 13986 | Disposed | 2021-04-20 | Common Stock (13986.0) | Direct |
| 2019-02-26 | Stock Option (Right to Buy) | $7.52 | M | 66666 | Disposed | 2022-04-28 | Common Stock (66666.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (288500.0) | 288500 | Direct |
Footnotes
F1: On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F2: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F3: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
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