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NEOGENOMICS INC — Director's Dealing 2019
May 6, 2019
32227_dirs_2019-05-06_ecd6994c-40b8-4b62-b51e-6b7f9c56bbe4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2019-05-02
Reporting Person: CARDOZA GEORGE (President, Pharma Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-02 | Common Stock | M | 200000 | $4.78 | Acquired | 452507 | Direct |
| 2019-05-03 | Common Stock | S | 151676 | $22.82 | Disposed | 300831 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-02 | Stock Option (Right to Buy) | $4.78 | M | 200000 | Disposed | 2020-05-04 | Common Stock (200000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (200000.0) | 200000 | Direct |
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (200000.0) | 200000 | Direct |
| Stock Option (Right to Buy) | $19.6 | 2024-03-01 | Common Stock (51459.0) | 51459 | Direct |
| Stock Options (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (192500.0) | 192500 | Direct |
Footnotes
F1: On May 4, 2015 Mr. Cardoza was granted an option to purchase 200,000 shares. These options vest ratably over the first three anniversary dates of the grant.
F2: On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F3: On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date.
F4: On March 1, 2019 Mr. Cardoza was granted an option to purchase 51,459 shares. These options vest ratably over the first four anniversary dates of the grant.
F5: On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.