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NEOGENOMICS INC — Director's Dealing 2019
Sep 3, 2019
32227_dirs_2019-09-03_a2c7d60d-db63-4c07-a472-a223e246eabd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2019-08-28
Reporting Person: VAN OORT DOUGLAS M (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-28 | Common Stock | G | 30000 | — | Disposed | 2036589 | Direct |
| 2019-08-28 | Common Stock | G | 10000 | — | Disposed | 2026589 | Direct |
| 2019-08-28 | Common Stock | G | 10000 | — | Acquired | 10000 | Indirect |
| 2019-08-29 | Common Stock | G | 10000 | — | Disposed | 2016589 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 187500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy | $7.15 | 2021-04-20 | Common Stock (472527.0) | 472527 | Direct |
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (500000.0) | 500000 | Direct |
| Stock Option (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (500000.0) | 500000 | Direct |
| Stock Option (Right to Buy) | $19.6 | 2024-03-01 | Common Stock (231567.0) | 231567 | Direct |
Footnotes
F1: Conundrum Capital Partners, LLC is a limited liability partnership 50% owned by Mr. VanOort. Mr.VanOort is a managing partner of Conundrum Capital Partners, LLC.
F2: Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
F3: Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian.
F4: On April 20, 2016, Mr. VanOort was granted 472,527 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F5: On April 28, 2017, Mr. VanOort was granted 500,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F6: On February 26, 2018, Mr. VanOort was granted 636,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F7: On March 1, 2019, Mr. VanOort was granted 231,567 stock options. The options vest ratably over the first four anniversary dates of the grant date.