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NEOGENOMICS INC Director's Dealing 2019

Nov 18, 2019

32227_dirs_2019-11-18_ca2efd2e-8b25-4dd6-9f69-423e1df69fab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2019-11-15

Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-15 Common Stock M 6667 $7.52 Acquired 29529 Direct
2019-11-15 Common Stock M 166 $8.03 Acquired 29695 Direct
2019-11-15 Common Stock S 6833 $23.45 Disposed 22862 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-15 Stock Option (Right to Buy) $7.52 M 6667 Disposed 2022-04-28 Common Stock (6667.0) Direct
2019-11-15 Stock Option (Right to Buy) $8.03 M 166 Disposed 2023-02-26 Common Stock (166.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $19.6 2024-03-01 Common Stock (17496.0) 17496 Direct

Footnotes

F1: On April 28, 2017, Jennifer Balliet was granted 60,000 stock options which vest ratably over the first three anniversary dates of the grant date.

F2: On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vest ratably over the first three anniversary dates of the grant date.

F3: On March 1, 2019, Jennifer Balliet was granted 17,496 stock options which vest ratably over the first four anniversary dates of the grant date.