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NEOGENOMICS INC — Director's Dealing 2019
Nov 18, 2019
32227_dirs_2019-11-18_ca2efd2e-8b25-4dd6-9f69-423e1df69fab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2019-11-15
Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock | M | 6667 | $7.52 | Acquired | 29529 | Direct |
| 2019-11-15 | Common Stock | M | 166 | $8.03 | Acquired | 29695 | Direct |
| 2019-11-15 | Common Stock | S | 6833 | $23.45 | Disposed | 22862 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Stock Option (Right to Buy) | $7.52 | M | 6667 | Disposed | 2022-04-28 | Common Stock (6667.0) | Direct |
| 2019-11-15 | Stock Option (Right to Buy) | $8.03 | M | 166 | Disposed | 2023-02-26 | Common Stock (166.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $19.6 | 2024-03-01 | Common Stock (17496.0) | 17496 | Direct |
Footnotes
F1: On April 28, 2017, Jennifer Balliet was granted 60,000 stock options which vest ratably over the first three anniversary dates of the grant date.
F2: On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vest ratably over the first three anniversary dates of the grant date.
F3: On March 1, 2019, Jennifer Balliet was granted 17,496 stock options which vest ratably over the first four anniversary dates of the grant date.
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