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NEOGENOMICS INC — Director's Dealing 2018
Mar 1, 2018
32227_dirs_2018-02-28_b48f24a2-b795-4555-998a-ae1b14e32fa0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2018-02-26
Reporting Person: SHOVLIN ROBERT J. (President, Clinical Services)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-26 | Stock Option (Right to Buy) | $8.03 | A | 288500 | Acquired | 2023-02-26 | Common Stock (288500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6550 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.79 | 2019-10-13 | Common Stock (300000) | 300000 | Direct |
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (200000) | 200000 | Direct |
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (200000) | 200000 | Direct |
| Restricted Stock | $0.00 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: On October 13, 2014, Mr. Shovlin was granted an option to purchase 300,000 shares. The options have time based vesting. On the first anniversary of the option grant date 75,000 shares vest. Then beginning on the thirteenth (13th) month through the fourth anniversary of the option grant date 6,250 shares will vest on a monthly basis.
F2: On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F3: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F4: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F5: Restricted stock will vest as follows; 16,666 will vest on May 25, 2018 and 16,667 will vest on May 25, 2019 and 2020.
F6: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.
F7: On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.