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NEOGENOMICS INC — Director's Dealing 2018
Mar 28, 2018
32227_dirs_2018-03-28_fd8407f3-fbda-4e7e-98e3-a6ad9a89f174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2018-03-26
Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-28 | Common Stock | M | 7000 | $4.78 | Acquired | 7000 | Direct |
| 2018-03-28 | Common Stock | D | 7000 | $8.20 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-26 | Stock Option (Right to Buy) | $4.78 | M | 7000 | Disposed | 2020-05-04 | Common Stock (7000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (50000.0) | 50000 | Direct |
| Restricted Stock | $0.0 | Common Stock (20000.0) | 20000 | Direct | |
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (60000.0) | 60000 | Direct |
| Stock Option (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (72500.0) | 72500 | Direct |
Footnotes
F1: On May 4, 2015, Jennifer Balliet was granted stock options, these options vest ratably over the first three anniversary dates of the grant date.
F2: On April 20, 2016, Jennifer Balliet was granted stock options, these options vest ratably over the first three anniversary dates of the grant date.
F3: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F4: Restricted stock will vest as follows; 6,666 units will vest on May 25, 2018 and 6,667 units will vest on May 25, 2019 and 2020.
F5: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.
F6: On April 28, 2017, Jennifer Balliet was granted stock options, these options vest ratably over the first three anniversaries of the grant date.
F7: On February 26, 2018, Jennifer Balliet was granted stock options, these options vest ratably over the first three anniversary dates of the grant date.