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NEOGENOMICS INC Director's Dealing 2018

May 10, 2018

32227_dirs_2018-05-10_f2531bee-7378-4d7c-b400-3d38db97be4f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2018-05-10

Reporting Person: ROSS STEVEN A (CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-10 Common Stock M 33667 $4.78 Acquired 38167 Direct
2018-05-10 Common Stock M 26666 $7.15 Acquired 64833 Direct
2018-05-10 Common Stock M 21666 $7.52 Acquired 86499 Direct
2018-05-10 Common Stock S 81999 $10.78 Disposed 4500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-10 Stock Option (Right to Buy) $4.78 X 33667 Disposed 2020-05-06 Common Stock (33667.0) Direct
2018-05-10 Stock Option (Right to Buy) $7.15 X 26666 Disposed 2021-04-20 Common Stock (26666.0) Direct
2018-05-10 Stock Option (Right to Buy) $7.52 X 21666 Disposed 2022-04-28 Common Stock (21666.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.03 2023-02-26 Common Stock (72500.0) 72500 Direct

Footnotes

F1: On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Mr. Ross exercised 26,666 of these options in May 2018, leaving a balance of 13,334 options.

F2: On April 28, 2017, Mr. Ross was granted 65,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Mr. Ross exercised 21,666 of these options in May 2018, leaving a balance of 43,334 options.

F3: On February 26, 2018, Mr. Ross was granted 72,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.