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NEOGENOMICS INC — Director's Dealing 2018
May 10, 2018
32227_dirs_2018-05-10_f2531bee-7378-4d7c-b400-3d38db97be4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2018-05-10
Reporting Person: ROSS STEVEN A (CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-10 | Common Stock | M | 33667 | $4.78 | Acquired | 38167 | Direct |
| 2018-05-10 | Common Stock | M | 26666 | $7.15 | Acquired | 64833 | Direct |
| 2018-05-10 | Common Stock | M | 21666 | $7.52 | Acquired | 86499 | Direct |
| 2018-05-10 | Common Stock | S | 81999 | $10.78 | Disposed | 4500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-10 | Stock Option (Right to Buy) | $4.78 | X | 33667 | Disposed | 2020-05-06 | Common Stock (33667.0) | Direct |
| 2018-05-10 | Stock Option (Right to Buy) | $7.15 | X | 26666 | Disposed | 2021-04-20 | Common Stock (26666.0) | Direct |
| 2018-05-10 | Stock Option (Right to Buy) | $7.52 | X | 21666 | Disposed | 2022-04-28 | Common Stock (21666.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (72500.0) | 72500 | Direct |
Footnotes
F1: On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Mr. Ross exercised 26,666 of these options in May 2018, leaving a balance of 13,334 options.
F2: On April 28, 2017, Mr. Ross was granted 65,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Mr. Ross exercised 21,666 of these options in May 2018, leaving a balance of 43,334 options.
F3: On February 26, 2018, Mr. Ross was granted 72,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.