Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NEOGENOMICS INC Director's Dealing 2018

May 31, 2018

32227_dirs_2018-05-31_056c39e9-d999-448d-936a-c215efd07479.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2018-05-29

Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-29 Common Stock M 65000 $4.78 Acquired 78322 Direct
2018-05-29 Common Stock S 30000 $11.62 Disposed 48322 Direct
2018-05-29 Common Stock S 35000 $11.70 Disposed 13322 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-29 Stock Option (Right to Buy) $4.78 M 65000 Disposed 2020-05-04 Common Stock (65000.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $7.15 2021-04-20 Common Stock (50000.0) 50000 Direct
Stock Option (Right to Buy) $7.52 2022-04-28 Common Stock (60000.0) 60000 Direct
Stock Option (Right to Buy) $8.03 2023-02-26 Common Stock (72500.0) 72500 Direct

Footnotes

F1: Average price of shares sold

F2: On May 4, 2015, Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F3: On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F4: On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date.

F5: On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date.