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NEOGENOMICS INC — Director's Dealing 2018
May 31, 2018
32227_dirs_2018-05-31_056c39e9-d999-448d-936a-c215efd07479.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2018-05-29
Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-29 | Common Stock | M | 65000 | $4.78 | Acquired | 78322 | Direct |
| 2018-05-29 | Common Stock | S | 30000 | $11.62 | Disposed | 48322 | Direct |
| 2018-05-29 | Common Stock | S | 35000 | $11.70 | Disposed | 13322 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-29 | Stock Option (Right to Buy) | $4.78 | M | 65000 | Disposed | 2020-05-04 | Common Stock (65000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (50000.0) | 50000 | Direct |
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (60000.0) | 60000 | Direct |
| Stock Option (Right to Buy) | $8.03 | 2023-02-26 | Common Stock (72500.0) | 72500 | Direct |
Footnotes
F1: Average price of shares sold
F2: On May 4, 2015, Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F3: On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F4: On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date.
F5: On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date.