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NEOGENOMICS INC Director's Dealing 2017

May 2, 2017

32227_dirs_2017-05-02_75b758b0-a2ff-43b5-b1f5-02dba2693a2d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2017-04-28

Reporting Person: SHOVLIN ROBERT J. (President, Clinical Services)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-28 Stock Option (Right to Buy) $7.52 A 200000 Acquired 2022-04-28 Common Stock (200000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6550 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.79 2019-10-13 Common Stock (300000) 300000 Direct
Stock Option (Right to Buy) $7.15 2021-04-20 Common Stock (200000) 200000 Direct

Footnotes

F1: On October 13, 2014, Mr. Shovlin was granted an option to purchase 300,000 shares. The options have time based vesting. On the first anniversary of the option grant date 75,000 shares vest. Then beginning on the thirteenth (13th) month through the fourth anniversary of the option grant date 6,250 shares will vest on a monthly basis.

F2: On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F3: On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.