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NEOGENOMICS INC Director's Dealing 2017

May 2, 2017

32227_dirs_2017-05-02_1bfca28e-0bae-4e71-8266-69790d74921d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2017-04-28

Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-28 Stock Option (Right to Buy) $7.52 A 60000 Acquired 2022-04-28 Common Stock (60000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13383 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $3.76 2018-04-16 Common Stock (7500) 7500 Direct
Stock Option (Right to Buy) $3.45 2019-03-05 Common Stock (15000) 15000 Direct
Stock Option (Right to Buy) $4.78 2020-05-04 Common Stock (120000) 120000 Direct
Stock Option (Right to Buy) $7.15 2021-04-20 Common Stock (50000) 50000 Direct

Footnotes

F1: On April 16, 2013, Jennifer Balliet was granted 7,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F2: On March 5, 2014, Jennifer Balliet was granted 15,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F3: On May 4, 2015, Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F4: On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F5: On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date.