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NEOGENOMICS INC — Director's Dealing 2017
May 30, 2017
32227_dirs_2017-05-30_ff05febd-1895-415a-92f1-d389116e175d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-05-25
Reporting Person: ALBITAR MAHER (Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-25 | Restricted Stock | $0.00 | A | 20000 | Acquired | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60692 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (200000) | 200000 | Direct |
| Stock Option (Right to Buy) | $7.52 | 2022-04-28 | Common Stock (200000) | 200000 | Direct |
Footnotes
F1: On April 20, 2016, Dr. Albitar was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F2: On April 28, 2017, Dr. Albitar was granted 200,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F3: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F4: Restricted stock will vest as follows; 6,666 will vest on May 25, 2018 and 6,667 will vest on May 25, 2019 and 2020.
F5: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.