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NEOGENOMICS INC — Director's Dealing 2017
Jul 31, 2017
32227_dirs_2017-07-31_fd57909d-9344-49d1-addd-c55819beb6ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2017-07-27
Reporting Person: HANNAH ALISON L. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-27 | Common Stock | P | 20000 | $9.19 | Acquired | 38782 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.66 | 2020-07-15 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $9.11 | 2021-07-28 | Common Stock (8333) | 8333 | Direct |
| Stock Option (Right to Buy) | $7.27 | 2022-05-25 | Common Stock (10000) | 10000 | Direct |
| Restricted Stock | $ | Common Stock (8667) | 8667 | Direct |
Footnotes
F1: Represents the average purchase price of shares purchased on July 27, 2017.
F2: On July 15, 2015 Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
F3: On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F4: On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
F5: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F6: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.
F7: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.