Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NEOGENOMICS INC Director's Dealing 2017

Oct 3, 2017

32227_dirs_2017-10-03_eb526e23-2d44-41cc-9ba0-2ae720231c1a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2017-08-09

Reporting Person: HANNAH ALISON L. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-09 Common Stock M 6667 $6.66 Acquired 45449 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-09 Stock Option (Right to Buy) $6.66 X 6667 Disposed 2020-07-15 Common Stock (6667) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $9.11 2021-07-28 Common Stock (8333) 8333 Direct
Stock Option (Right to Buy) $7.27 2022-05-25 Common Stock (10000) 10000 Direct
Restricted Stock $ Common Stock (8667) 8667 Direct

Footnotes

F1: On July 15, 2015 Alison Hannah was granted 10,000 stock options, the options vest ratably on the next three anniversary dates of the grant date. On 8/9/2017 6,667 of these options were exercised leaving a balance of 3,333.

F2: On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F3: On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.

F4: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F5: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.

F6: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.