NEOGENOMICS INC — Director's Dealing 2017

Dec 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2017-06-27

Reporting Person: JONES STEVEN C (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-14	Common Stock	G	20000	$9.06	Disposed	226251	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3150000	Indirect
Common Stock	50476	Indirect
Common Stock	52157	Indirect
Common Stock	190000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$4.78	2020-05-04	Common Stock (225000)	225000	Direct
Stock Option (Right to Buy)	$7.15	2021-04-20	Common Stock (100000)	100000	Direct
Stock Option	$7.27	2022-05-25	Common Stock (10000)	10000	Direct
Restricted Stock	$0.00		Common Stock (8667)	8667	Direct

Footnotes

F1: Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

F2: On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F3: On April 20, 2016, Mr. Jones was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F4: On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.

F5: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F6: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.

F7: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.