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NEOGENOMICS INC Director's Dealing 2016

Mar 14, 2016

32227_dirs_2016-03-14_e8cc655c-e4b6-466c-ab09-6bb0f3cc722f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-03-11

Reporting Person: CARDOZA GEORGE (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-11 Common Stock M 100000 $1.46 Acquired 221089 Direct
2016-03-11 Common Stock S 32000 $6.83 Disposed 189089 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-11 Stock Option (Right to Buy) $1.46 X 100000 Disposed 2016-04-13 Common Stock (100000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $3.45 2019-03-05 Common Stock (30000) 30000 Direct
Stock Option (Right to Buy) $4.78 2020-05-04 Common Stock (200000) 200000 Direct

Footnotes

F1: On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. These options vest ratably over the first four anniversary dates of the grant.

F2: On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably over the first three anniversary dates of the grant.

F3: On May 4, 2015 Mr. Cardoza was granted an option to purchase 200,000 shares. These options vest ratably over the first three anniversary dates of the grant.