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NEOGENOMICS INC Director's Dealing 2016

May 4, 2016

32227_dirs_2016-05-03_234af023-e2fb-4dc8-a351-f5139ac6a631.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-04-20

Reporting Person: JONES STEVEN C (Executive VP of Finance)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-02 Common Stock S 177745 $8.21 Disposed 3150000 Indirect
2016-05-03 Common Stock G 20000 $8.21 Disposed 266251 Direct
2016-05-03 Common Stock G 20000 $8.21 Acquired 52157 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-20 Stock Option (Right to Buy) $7.15 A 100000 Acquired 2021-04-20 Common Stock (100000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 50476 Indirect
Common Stock 190000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (Right to Buy) $1.50 2017-05-03 Common Stock (450000) 450000 Direct
Stock Option (Right to Buy) $4.78 2020-05-04 Common Stock (225000) 225000 Direct

Footnotes

F1: Aspen Select Healthcare, LP is a private investment fund. Medical
Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

F2: These shares are reflected both as a bona fide gift from Steven Jones and a bona fide gift to trust accounts for the immediate family of Steven Jones.

F3: Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.

F4: On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F5: On April 20, 2016, Mr. Jones was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.