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NEOGENOMICS INC Director's Dealing 2016

May 5, 2016

32227_dirs_2016-05-04_50ca93e3-8020-4d9e-96dd-ad22b42c8f7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-04-20

Reporting Person: ALBITAR MAHER (Chief Medical Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-20 Stock Option (Right to Buy) $7.15 A 200000 Acquired 2021-04-20 Common Stock (200000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 63492 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $3.45 2019-03-05 Common Stock (30000) 30000 Direct
Stock Option (Right to Buy) $4.78 2020-05-05 Common Stock (300000) 300000 Direct
Warrants (Right to Buy) $1.43 2017-01-09 Common Stock (200000) 200000 Direct
Stock Option (Right to Buy) $1.43 2017-01-09 Common Stock (250000) 250000 Direct

Footnotes

F1: On March 5, 2014, Dr. Albitar was granted 30,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F2: On May 5, 2015, Dr. Albitar was granted 300,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F3: These warrants were issued to Dr. Albitar upon the start of his service to the Company and vest upon the achievement of certain milestones.

F4: These stock options were granted upon the start of Dr. Albitar's service to the Company and vest ratably over each of his first four anniversaries with the Company.

F5: On April 20, 2016, Dr. Albitar was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.