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NEOGENOMICS INC — Director's Dealing 2016
May 5, 2016
32227_dirs_2016-05-04_50ca93e3-8020-4d9e-96dd-ad22b42c8f7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-04-20
Reporting Person: ALBITAR MAHER (Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-20 | Stock Option (Right to Buy) | $7.15 | A | 200000 | Acquired | 2021-04-20 | Common Stock (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 63492 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.45 | 2019-03-05 | Common Stock (30000) | 30000 | Direct |
| Stock Option (Right to Buy) | $4.78 | 2020-05-05 | Common Stock (300000) | 300000 | Direct |
| Warrants (Right to Buy) | $1.43 | 2017-01-09 | Common Stock (200000) | 200000 | Direct |
| Stock Option (Right to Buy) | $1.43 | 2017-01-09 | Common Stock (250000) | 250000 | Direct |
Footnotes
F1: On March 5, 2014, Dr. Albitar was granted 30,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F2: On May 5, 2015, Dr. Albitar was granted 300,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F3: These warrants were issued to Dr. Albitar upon the start of his service to the Company and vest upon the achievement of certain milestones.
F4: These stock options were granted upon the start of Dr. Albitar's service to the Company and vest ratably over each of his first four anniversaries with the Company.
F5: On April 20, 2016, Dr. Albitar was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.