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NEOGENOMICS INC — Director's Dealing 2016
May 10, 2016
32227_dirs_2016-05-10_e95154e2-9d70-4c59-8a2b-73c43a3c9b6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-05-09
Reporting Person: ROSS STEVEN A (CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-09 | Common Stock | M | 15000 | $4.78 | Acquired | 19500 | Direct |
| 2016-05-09 | Common Stock | S | 15000 | $8.22 | Disposed | 4500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-09 | Stock Option (Right to Buy) | $4.78 | X | 15000 | Disposed | 2020-05-06 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (40000) | 40000 | Direct |
| Stock Option (Right to buy) | $4.78 | 2020-05-06 | Common Stock (100000) | 85000 | Direct |
Footnotes
F1: On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F2: On May 6, 2015, Mr. Ross was granted 100,000 stock options to purchase common stock of the Company. These options vest ratably on each of the first three anniversary dates of the grant date. On May 9, 2016, Mr. Ross exercised 15,000 of these options leaving a balance of 85,000 options.
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