Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NEOGENOMICS INC Director's Dealing 2016

May 21, 2016

32227_dirs_2016-05-20_7e7fdf45-985e-4a7f-9b56-f177890656dd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-05-18

Reporting Person: ROSS STEVEN A (CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-18 Common Stock M 18000 $4.78 Acquired 22500 Direct
2016-05-18 Common Stock S 18000 $8.50 Disposed 4500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-18 Stock Option (Right to buy) $4.78 X 18000 Disposed 2020-05-06 Common Stock (18000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock option (Right to buy) $7.15 2021-04-20 Common Stock (40000) 40000 Direct
Stock Option (Right to buy) $3.93 2018-04-22 Common Stock (37500) 37500 Direct

Footnotes

F1: On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

F2: On April 22, 2013, Mr. Ross was granted 150,000 options to purchase common stock of the Company. These options vest ratably on each of the next four anniversary dates of the grant date. On April 29, 2016, Mr. Ross exercised 112,500 of these options leaving a balance of 37,500.

F3: On May 6, 2015, Mr. Ross was granted 100,000 stock options to purchase common stock of the Company. These options vest ratably on each of the first three anniversary dates of the grant date. On May 9, 2016, Mr. Ross exercised 15,000 of these options and on May 18, 2016 Mr. Ross exercised 18,000 options leaving a balance of 67,000 options.