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NEOGENOMICS INC — Director's Dealing 2016
Jul 29, 2016
32227_dirs_2016-07-29_d9a7e447-938e-4911-9b39-8d6a6cd4d150.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-07-28
Reporting Person: HIPP RAYMOND R (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-28 | Restricted Stock | $ | A | 5072 | Acquired | 2017-03-31 | Common Stock (5072) | Direct |
| 2016-07-28 | Stock Option (Right to Buy) | $9.11 | A | 8333 | Acquired | 2017-07-28 | Common Stock (8333) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 264794 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock | $ | 2017-03-31 | Common Stock (2150) | 2150 | Direct |
| Stock Option (Right to Buy) | $4.78 | 2020-05-06 | Common Stock (10000) | 17222 | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017.
F3: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017.
F4: On May 6, 2015, Mr. Hipp was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F5: On July 28, 2016, Mr. Hipp was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.