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NEOGENOMICS INC — Director's Dealing 2016
Oct 11, 2016
32227_dirs_2016-10-11_aad9b0fc-9417-41f1-a04f-6575c2ac2c71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-10-07
Reporting Person: BALLIET JENNIFER (VP and Chief Culture Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-07 | Common Stock | M | 3334 | $1.10 | Acquired | 7133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-07 | Stock Option (Right to Buy) | $1.10 | X | 3334 | Disposed | 2016-10-14 | Common Stock (3334) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.69 | 2017-04-12 | Common Stock (6250) | 6250 | Direct |
| Stock Option (Right to Buy) | $3.76 | 2018-04-16 | Common Stock (7500) | 7500 | Direct |
| Stock Option (Right to Buy) | $3.45 | 2019-03-05 | Common Stock (15000) | 15000 | Direct |
| Stock Option (Right to Buy) | $4.78 | 2020-05-04 | Common Stock (120000) | 120000 | Direct |
| Stock Option (Right to Buy) | $7.15 | 2021-04-20 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: On October 14, 2011, Jennifer Balliet was granted 10,000 stock options. The options vest ratably over the first three anniversaries of the grant date.
F2: On April 12, 2012, Jennifer Balliet was granted 12,500 stock options. One quarter of these options vested immediately and the remaining options vested on the next three anniversary dates of the grant date. Jennifer Balliet has exercised 6,250 of these options and has 6,250 options available to exercise.
F3: On April 16, 2013, Jennifer Balliet was granted 7,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F4: On March 5, 2014, Jennifer Balliet was granted 15,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F5: On May 4, 2015, Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F6: On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.