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NEOGENOMICS INC Director's Dealing 2016

Dec 27, 2016

32227_dirs_2016-12-27_b91b0985-0c96-4513-9c6e-0944058bfc3c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2016-12-27

Reporting Person: JONES STEVEN C (Executive VP of Finance)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-27 Common Stock G 20000 $8.92 Disposed 246251 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3150000 Indirect
Common Stock 50476 Indirect
Common Stock 52157 Indirect
Common Stock 190000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.78 2020-05-04 Common Stock (225000) 225000 Direct
Stock Option (Right to Buy) $7.15 2021-04-20 Common Stock (100000) 100000 Direct

Footnotes

F1: Aspen Select Healthcare, LP is a private investment fund. Medical
Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

F2: On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F3: On April 20, 2016, Mr. Jones was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.