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NEOGENOMICS INC — Director's Dealing 2015
May 6, 2015
32227_dirs_2015-05-06_19aba171-45fd-4535-96cd-f5dec5574448.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2015-05-04
Reporting Person: BALLIET JENNIFER (Vice President of HR)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-04 | Stock Option (Right to Buy) | $4.78 | A | 120000 | Acquired | 2020-05-04 | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 465 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.45 | 2016-05-20 | Common Stock (0) | 3334 | Direct |
| Stock Option (Right to Buy) | $1.1 | 2016-10-14 | Common Stock (0) | 3334 | Direct |
| Stock Option (Right to Buy) | $1.69 | 2017-04-12 | Common Stock (0) | 6250 | Direct |
| Stock Option (Right to Buy) | $3.76 | 2018-04-16 | Common Stock (0) | 7500 | Direct |
| Stock Option (Right to Buy) | $3.45 | 2019-03-05 | Common Stock (0) | 15000 | Direct |
Footnotes
F1: On May 20, 2011 Jennifer Balliet was granted 10,000 stock options. The options vested ratably over the first three anniversaries dates of the grant date. Jennifer exercised 6,666 of these options and she currently has 3,334 options available to exercise.
F2: On October 14, 2011 Jennifer Balliet was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. Jennifer Balliet exercised 6,666 options from this grant and has 3,334 options available to be exercised.
F3: On April 12, 2012 Jennifer Balliet was granted 12,500 stock options. One quarter of these options vested immediately and the remaining options vested on the next three anniversary dates of the grant date. Jennifer Balliet has exercised 6,250 stock options from this grant and has 6,250 options available to be exercised.
F4: On April 16, 2013 Jennifer Balliet was granted 7,500 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F5: On March 5, 2014 Jennifer Balliet was granted 15,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F6: On May 4, 2015 Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.