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NEOGENOMICS INC Director's Dealing 2015

Nov 27, 2015

32227_dirs_2015-11-27_d3ed1743-4859-4df2-aef6-f358c7f03bb1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2015-11-25

Reporting Person: JONES STEVEN C (Executive VP of Finance)
Reporting Person: ASPEN SELECT HEALTHCARE LP (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-25 Common Stock S 212745 $8.095 Disposed 0 Indirect
2015-11-25 Common Stock S 137255 $8.095 Disposed 3362745 Indirect
2015-11-27 Common Stock S 35000 $8.059 Disposed 3327745 Indirect
2015-11-27 Common Stock G 25000 $8.05 Disposed 286251 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 50476 Indirect
Common Stock 32157 Indirect
Common Stock 190000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (Right to Buy) $1.50 2017-05-03 Common Stock (0) 450000 Direct
Stock Option (Right to Buy) $4.78 2020-05-04 Common Stock (0) 225000 Direct

Footnotes

F1: An investment partnership entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.

F2: Aspen Select Healthcare, LP is a private investment fund. Medical
Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

F3: Closing stock price on November 25, 2015

F4: Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.

F5: On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.