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NEOGENOMICS INC Director's Dealing 2014

Mar 5, 2014

32227_dirs_2014-03-05_95e47754-4e1d-4de2-adf8-34a629a29369.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2014-02-07

Reporting Person: JONES STEVEN C (Director, Executive VP of Finance)
Reporting Person: ASPEN SELECT HEALTHCARE LP (Director, Executive VP of Finance)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-07 Common Stock A 83333 $0.75 Acquired 212745 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-07 Warrants (Right to Buy) $0.75 A 83333 Acquired 2014-02-09 Common Stock (0) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3500000 Indirect
Common Stock 50476 Indirect
Common Stock 34857 Indirect
Common Stock 190000 Indirect
Common Stock 346615 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (Right to Buy) $1.5 2017-05-03 Common Stock (0) 450000 Direct

Footnotes

F1: Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

F2: An investment partnershsip entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.

F3: Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.