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NEOGENOMICS INC — Director's Dealing 2014
Dec 1, 2014
32227_dirs_2014-12-01_7643f6d5-07a1-485f-8855-bc0672f79da9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2014-11-26
Reporting Person: CARDOZA GEORGE (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-26 | Common Stock | M | 130000 | $1.55 | Acquired | 181089 | Direct |
| 2014-11-26 | Common Stock | S | 60000 | $4.2795 | Disposed | 121089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-26 | Stock Option (Right to Buy) | $1.55 | X | 130000 | Acquired | 2014-11-29 | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to buy) | $1.46 | 2016-04-13 | Common Stock (0) | 100000 | Direct |
| Stock Option (Right to buy) | $3.45 | 2019-03-05 | Common Stock (0) | 30000 | Direct |
Footnotes
F1: Exercise of stock options expiring on November 29, 2014, sale to effect cash-less exercise (net of tax).
F2: On November 30, 2009 Mr. Cardoza was granted an option to purchase 150,000 shares. The options were all time based and vested ratably over each of Mr. Cardoza's first four anniversaries with the Company.
F3: On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. These options vest ratably at the first four anniversary dates of the grant.
F4: On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably at the first three anniversary dates of the grant.