NEOGENOMICS INC — Director's Dealing 2014

Dec 19, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2014-12-18

Reporting Person: HOREL ROBERT H. (Vice President andGM PathLogic)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-18	Common Stock	M	17893	$1.47	Acquired	17893	Direct
2014-12-18	Common Stock	M	5000	$1.41	Acquired	22893	Direct
2014-12-18	Common Stock	M	40000	$1.43	Acquired	62893	Direct
2014-12-18	Common Stock	S	62893	$4.2003	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-12-18	Stock Option (Right to Buy)	$1.47	X	17893	Acquired	2016-12-25	Common Stock (0)	Direct
2014-12-18	Stock Option (Right to buy)	$1.41	X	5000	Acquired	2015-03-04	Common Stock (0)	Direct
2014-12-18	Stock Option (Right to buy)	$1.43	X	40000	Acquired	2015-04-20	Common Stock (0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$0.62	2019-02-02	Common Stock (0)	4000	Direct
Stock Option (Right to Buy)	$1.47	2017-02-12	Common Stock (0)	500	Direct
Stock Option (Right to Buy)	$1.45	2016-05-19	Common Stock (0)	50000	Direct
Stock Option (Right to Buy)	$1.69	2017-04-12	Common Stock (0)	25000	Direct

Footnotes

F1: On December 26, 2006 Mr. Horel was granted 30,000 stock options. There was immediate vesting of 4,000 shares and the remaining shares had a combination of time based and performance based vesting. There were 8,000 shares cancelled from this grant.

F2: On March 4, 2010 Mr. Horel was granted 5,000 stock options. These shares vested ratably over the first two anniversaries of the grant date.

F3: On April 20, 2010 Mr. Horel was granted 40,000 stock options. These shares vested ratably over the first two anniversaries of the grant date.

F4: On February 2, 2009 Mr. Horel was granted 6,000 stock options. These shares had performance based vesting and the first performance milestone was on December 31, 2009. There were 2,000 shares cancelled from this grant because of a missed performance milestone.

F5: On February 13, 2007 Mr. Horel was granted 500 stock options which had immediate vesting.

F6: On May 20, 2011 Mr. Horel was granted 50,000 stock options. These shares vest ratably over the first four anniversaries of the grant date.

F7: On April 12, 2012 Mr. Horel was granted 25,000 stock options. There was immediate vesting of 6,250 shares and then 6,250 shares will vest on each of the first three anniversaries of the grant date.