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NEOGENOMICS INC Director's Dealing 2013

Nov 26, 2013

32227_dirs_2013-11-26_b0e3f735-d185-436a-b0dd-2d479eac7762.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2013-11-22

Reporting Person: JONES STEVEN C (Director, Executive VP of Finance)
Reporting Person: ASPEN SELECT HEALTHCARE LP (Director, Executive VP of Finance)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-22 Common Stock S 84720 $3.5838 Disposed 3528249 Indirect
2013-11-25 Common Stock S 23841 $3.58 Disposed 3504408 Indirect
2013-11-25 Common Stock S 4408 $3.5801 Disposed 3500000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 50476 Indirect
Common Stock 34857 Indirect
Common Stock 190000 Indirect
Common Stock 129412 Indirect
Common Stock 346615 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (Right to Buy) $1.5 2017-05-03 Common Stock (0) 450000 Direct
Warrants (Right to Buy) $0.75 2014-02-09 Common Stock (0) 83333 Indirect

Footnotes

F1: Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

F2: An investment partnershsip entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.

F3: Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.