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NEOGENOMICS INC — Director's Dealing 2013
Nov 26, 2013
32227_dirs_2013-11-26_b0e3f735-d185-436a-b0dd-2d479eac7762.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NEO)
CIK: 0001077183
Period of Report: 2013-11-22
Reporting Person: JONES STEVEN C (Director, Executive VP of Finance)
Reporting Person: ASPEN SELECT HEALTHCARE LP (Director, Executive VP of Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Common Stock | S | 84720 | $3.5838 | Disposed | 3528249 | Indirect |
| 2013-11-25 | Common Stock | S | 23841 | $3.58 | Disposed | 3504408 | Indirect |
| 2013-11-25 | Common Stock | S | 4408 | $3.5801 | Disposed | 3500000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50476 | Indirect |
| Common Stock | 34857 | Indirect |
| Common Stock | 190000 | Indirect |
| Common Stock | 129412 | Indirect |
| Common Stock | 346615 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (Right to Buy) | $1.5 | 2017-05-03 | Common Stock (0) | 450000 | Direct |
| Warrants (Right to Buy) | $0.75 | 2014-02-09 | Common Stock (0) | 83333 | Indirect |
Footnotes
F1: Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
F2: An investment partnershsip entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
F3: Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.