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NEOGENOMICS INC — Director's Dealing 2012
Feb 16, 2012
32227_dirs_2012-02-16_cdd3d863-3c3f-43a2-bd42-ac8424ebfbf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGENOMICS INC (NGNM.OB)
CIK: 0001077183
Period of Report: 2012-02-15
Reporting Person: VAN OORT DOUGLAS M (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-14 | Stock options ( Right to Buy) | $1.71 | A | 800000 | Acquired | 2017-02-14 | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 803956 | Indirect |
| Common Stock | 8600 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock options ( Right to Buy) | $0.8 | 2016-03-15 | Common Stock (0) | 1000000 | Direct |
| Warrants (Right to Buy) | $1.05 | 2014-03-15 | Common Stock (0) | 625000 | Direct |
Footnotes
F1: On February 14, 2012 Mr. VanOort was granted options to purchase 800,000 shares. There shares vest equally over each of the first four anniversaries of the grant date.
F2: On March 15, 2009 Mr. VanOort was granted options to purchase 1,000,000 shares. The grant was comprised of 500,000 time based options and 500,000 peformance based options. The first date that vesting became available was December 31, 2009.
F3: On March 16, 2009 Mr. VanOort was granted a warrant to purchase 625,000 shares. Of this total 125,000 warrants wer immediately exercisable and vested. The remaining 500,000 of warrants vest based on the performance of the Company's stock price and are not exercisable or vested at the present time.