NEOGEN CORP — Director's Dealing 2019

Jan 25, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGEN CORP (NEOG)
CIK: 0000711377
Period of Report: 2019-01-22

Reporting Person: HERBERT JAMES L (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-22	Common Stock	M	25334	$40.4625	Acquired	761818	Direct
2019-01-22	Coommon Stock	S	25334	$60.0052	Disposed	736484	Direct
2019-01-22	Common Stock	S	10000	$60.241	Disposed	726484	Direct
2019-01-22	Common Stock	S	10000	$60	Disposed	403035	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-01-22	Common Stock (right to Buy)	$40.4625	M	25334	Disposed	2021-10-29	Common Stock (25334)	Direct

Footnotes

F1: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

F2: These shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 98,783 shares remain in the trust. An additional 144,280 shares are held in trust for Mr. Herbert's spouse. The remaining shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.