NEOGEN CORP — Director's Dealing 2019

Nov 25, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGEN CORP (NEOG)
CIK: 0000711377
Period of Report: 2019-11-21

Reporting Person: HERBERT JAMES L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-21	Common Stock	M	13135	$60.4275	Acquired	200105	Direct
2019-11-21	Common Stock	S	13135	$65.2803	Disposed	186970	Direct
2019-11-22	Common Stock	S	20000	$65.2803	Disposed	187311	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-21	Common Stock (Right to Buy)	$60.4275	M	13135	Disposed	2022-11-27	Common Stock (13135)	Direct

Footnotes

F1: options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grants

F2: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019

F3: 160,209 shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries.