NEOGEN CORP — Director's Dealing 2018

Nov 24, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEOGEN CORP (NEOG)
CIK: 0000711377
Period of Report: 2018-11-20

Reporting Person: HERBERT JAMES L (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-20	Common Stock	M	6092	$35.34	Acquired	742576	Direct
2018-11-20	Common Stock	S	6092	$61.6989	Disposed	736484	Direct
2018-11-21	Common Stock	M	15948	$35.34	Acquired	752412	Direct
2018-11-21	Common Stock	S	15928	$61.0081	Disposed	736484	Direct
2018-11-23	Common Stock	M	2748	$35.34	Acquired	739232	Direct
2018-11-23	Common Stock	S	2748	$60.5144	Disposed	736484	Direct
2018-11-20	Common Stock	S	15663	$61.0331	Disposed	397372	Indirect
2018-11-21	Common Stock	S	4337	$61.0344	Disposed	393035	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-20	Common Stock (Right to Buy)	$35.34	M	6092	Disposed	2020-11-08	Common Stock (6092)	Direct
2018-11-21	Common Stock (right to Buy)	$35.34	M	15928	Disposed	2018-11-21	Common Stock (15928)	Direct
2018-11-23	Common Stock (Right to Buy)	$35.34	M	2748	Disposed	2020-11-08	Common Stock (2748)	Direct

Footnotes

F1: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant

F2: 144,280 shares are held in trust for Mr. Herbert's spouse, 88,783 are held in a charitable remainder trust in which Mr. Herbert and his spouse are the beneficiaries and trustees, and the remainder are held in limited liability companies in which Mr. Herbert and his spouse have limited minority ownership