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NEOGEN CORP — Director's Dealing 2014
Apr 3, 2014
32081_dirs_2014-04-02_00328fb2-6d2d-41c5-9e3f-b30ede99119c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEOGEN CORP (NEOG)
CIK: 0000711377
Period of Report: 2014-03-31
Reporting Person: BRADLEY EDWARD (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-31 | Common Stock | M | 13834 | $13.0356 | Acquired | 196364 | Direct |
| 2014-03-31 | Common Stock | S | 13834 | $45.009 | Disposed | 182530 | Direct |
| 2014-03-31 | Common Stock | M | 500 | $6.0578 | Acquired | 183030 | Direct |
| 2014-03-31 | Common Stock | S | 500 | $45.14 | Disposed | 182530 | Direct |
| 2014-04-01 | Common Stock | M | 13234 | $6.0578 | Acquired | 195834 | Direct |
| 2014-04-01 | Common Stock | S | 13234 | $45.2135 | Disposed | 182530 | Direct |
| 2014-04-01 | Common Stock | M | 13454 | $6.0578 | Acquired | 195984 | Direct |
| 2014-04-01 | Common Stock | S | 13454 | $45.1821 | Disposed | 182530 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-31 | Common Stock (Right to Buy) | $13.0356 | M | 13834 | Disposed | 2014-08-24 | Common Stock (13834) | Direct |
| 2014-03-31 | Common Stock (Right to Buy) | $6.0578 | M | 500 | Disposed | 2014-12-21 | Common Stock (500) | Direct |
| 2014-04-01 | Common Stock (Right to Buy) | $6.0578 | M | 13234 | Disposed | 2014-12-21 | Common Stock (13234) | Direct |
| 2014-04-01 | Common Stock (Right to Buy) | $6.0578 | M | 13454 | Disposed | 2014-12-21 | Common Stock (13454) | Direct |
Footnotes
F1: Options were granted 8/24/2009, vest 20% annually in equal installments on the anniversary date of the grants, and expire on 8/24/2014
F2: Options were granted on 12/21/2004, and had a five year vesting period, and a 10 year life
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